David Dwayne Westerfeld

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-14
CA	RA	APPROVED	2012-02-21

TX RA
APPROVED_RES

Since 2021-07-14
CA RA
APPROVED

Since 2012-02-21

Branch Locations

Bakersfield, CA • United States

5060 California Avenue Suite 1140, Bakersfield, CA 93309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Bakersfield	CA	02/2012	Present

02/2012 → Present

Stifel, Nicolaus & Company, Incorporated

Bakersfield, CA

Previous Registrations

2008-01-01 → 2012-02-21

Wells Fargo Clearing Services, Llc

Bakersfield, CA
1997-07-08 → 2008-01-01

A. G. Edwards & Sons, Inc.

Bakersfield, CA

St. Louis, MO

Other Businesses

1. True West Photos (DBA Name); 7008 Elias Ave. Bakersfield, CA 93308; photography business; sole proprietor; Taking pictures of people, landscapes, sporting events, etc.; 03/23/2026; 5hrs/wk; Not during securities trading hours; Not investment related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-07

S63 Uniform Securities Agent State Law Examination

1993-10-07

View on SEC IAPD