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Alexander John Nweeia

LPl Financial LLC

West Harford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-05
HI RA APPROVED 2025-06-05
RI RA APPROVED 2025-06-05
  • CT RA
    APPROVED
    Since 2025-06-05
  • HI RA
    APPROVED
    Since 2025-06-05
  • RI RA
    APPROVED
    Since 2025-06-05

Branch Locations

West Harford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. West Hartford CT 11/2013 06/2025
Lpl Financial Llc West Harford CT 06/2025 Present
  • 11/2013 → 06/2025
    Western International Securities, Inc.
    West Hartford, CT
  • 06/2025 → Present
    West Harford, CT
Previous Registrations
  • 2015-04-20 → 2025-06-05
    Western International Securities, Inc.
    Santa Rosa, CA
    West Hartford, CT
    West Hartford, CT
    Clovis, CA
    Crystal Bay, NV
    West Harford, CT
  • 2013-12-20 → 2013-12-31
    Gbs Financial Corp.
    West Hartford, CT
    Santa Rosa, CA
  • 2012-08-28 → 2013-12-13
    Gbs Financial Corp.
    Manhattan Beach, CA
    Ventura, CA
    West Hartford, CT
    Santa Rosa, CA
  • 2009-06-01 → 2011-06-27
    Long Beach, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Long Beach, CA
  • 1999-04-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Long Beach, CA
    Long Beach, CA
Other Businesses

1. 06/05/2025- DECRO- Non-Profit Board Member- Not INV Related- At Culver City, CA- Start date 01/01/2005- 1 Hour Per Month 2. 07/22/2025 - Ecolrvin Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/11/2025 - 4 hours per month/ 2 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-08
S63 Uniform Securities Agent State Law Examination 1993-10-01
  • S65 Uniform Investment Adviser Law Examination
    1993-10-08
  • S63 Uniform Securities Agent State Law Examination
    1993-10-01

View on SEC IAPD

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