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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-05 |
| HI | RA | APPROVED | 2025-06-05 |
| RI | RA | APPROVED | 2025-06-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | West Hartford | CT | 11/2013 | 06/2025 |
| Lpl Financial Llc | West Harford | CT | 06/2025 | Present |
1. 06/05/2025- DECRO- Non-Profit Board Member- Not INV Related- At Culver City, CA- Start date 01/01/2005- 1 Hour Per Month 2. 07/22/2025 - Ecolrvin Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/11/2025 - 4 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-01 |
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