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Jeffrey Ray Festog

Festog Capital, LLC

Charlotte, NC

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Current Employers
Festog Capital, Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-26
NC RA APPROVED 2022-04-19
OH RA APPROVED 2014-02-13
  • TX RA
    APPROVED
    Since 2023-01-26
  • NC RA
    APPROVED
    Since 2022-04-19
  • OH RA
    APPROVED
    Since 2014-02-13

Branch Locations

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Festog Capital Llc Galloway OH 11/2013 03/2022
Festog Capital Llc Charlotte NC 10/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-26
S63 Uniform Securities Agent State Law Examination 1993-09-09
  • S65 Uniform Investment Adviser Law Examination
    1996-04-26
  • S63 Uniform Securities Agent State Law Examination
    1993-09-09
Other Names
  • Jeffrey R Festog
  • Jeffrey Festog

View on SEC IAPD

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