Tonya Ruth Nichols

Rbc Capital Markets, LLC

Lake Oswego, OR

Lake Oswego, OR

Claim This Profile

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-24
OR	RA	APPROVED	2017-05-18

TX RA
APPROVED_RES

Since 2021-03-24
OR RA
APPROVED

Since 2017-05-18

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Portland	OR	05/2012	05/2017
Rbc Capital Markets Llc	Portland	OR	05/2017	Present

05/2012 → 05/2017

Robert W. Baird

Portland, OR
05/2017 → Present

Rbc Capital Markets Llc

Portland, OR

Previous Registrations

2012-05-04 → 2017-05-25

Robert W. Baird & Co. Incorporated

Portland, OR

Portland, OR

Bend, OR
2009-10-23 → 2012-05-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

Portland, OR

Portland, OR
2005-12-15 → 2009-10-23

Banc Of America Investment Services, Inc.

Portland, OR

Portland, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-24

S66 Uniform Combined State Law Examination

2005-10-24

View on SEC IAPD

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MARCUS CHRISTIAN PARKER

JEFFREY DAVID KANTOR

JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR

NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

CWM, LLC · Lake Oswego, OR

LPL FINANCIAL LLC · LAKE OSWEGO, OR

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR

STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

PACIFIC RIDGE CAPITAL PARTNERS, LLC · LAKE OSWEGO, OR

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