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Cincinnati, OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vertice Capital Advisors, Llc | Cincinnati | OH | 07/2014 | Present |
| Vertice Capital Partners, Llc | Cincinnati | OH | 10/2013 | Present |
| Cullen Cioffi Capital Management | Cincinnati | OH | 01/2022 | Present |
I. OWNER OF REAL ESTATE HOLDING COMPANY PEAK 9 PROPERTIES LLC. ENGAGES IN THE ACQUISITION, DEVELOPMENT, REDEVELOPMENT, AND MANAGEMENT OF INVESTMENT PROPERTY. BEGAN IN MAY OF 2007 AS A SINGLE MEMBER LLC. MAINLY REVIEW FINANCE DETAILS SURROUNDING ACQUISITIONS. DELEGATING MOST OF THE MANAGEMENT AND CONSTRUCTION DUTIES TO OTHERS. SPEND 15 TO 20 HOURS PER MONTH, 2 HOURS PER MONTH IN AGGREGATE DURING MARKET TRADING HOURS. II. 1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: SUTHERLAND COMMUNITY HOME OWNERS ASSOCIATION 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 11530 FRINGE TREE DR, RICHWOOD, KENTUCKY 41094 5.COMPENSATION FOR ACTIVITY: N 6.POSITION, TITLE, ASSOCIATION: OFFICER, 7.START DATE OF RELATIONSHIP: 40575 8.NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY 9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: AS VICE PRESIDENT OF THE HOME OWNERS ASSOCIATION, MY TASKS ARE TO ORGANIZE AND GATHER INFORMATION, FINANCIAL AND OTHERWISE RELATED, TO THE COMMUNITY AT LARGE IN ORDER TO RUN A BUDGET AND TO HANDLE MATTERS TO ENSURE THE SUSTAINABLE OPERATION. 3.OWNS A LIMITED LIABILITY CORPORATION THAT HOLDS INTERESTS IN VARIOUS RESTAURANT FRANCHISES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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