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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| IL | RA | APPROVED | 2014-09-08 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Chicago | IL | 08/2014 | Present |
| Mml Investors Services | Chicago | IL | 08/2014 | Present |
(1)NAME: BRET HARTUNG INV REL: Y ADD: 300 S. WACKER DR. STE 2000 CHICAGO, IL. 60606 NATURE: LIFE, HEALTH POSITION: AGENT START DATE: 8/06/2014 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10. (2)NAME: BRET HARTUNG INV REL: Y ADD: 3323 NE 163RD ST STE 302 NORTH MIAMI BEACH FL 33160 NATURE: CONSULTING POSITION: BUSINESS CONSULTING START DATE: 4/15/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: INTRODUCTION AND REFERRALS FOR BUSINESS OWNERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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