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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-28
CA RA APPROVED 2007-02-01
  • TX RA
    APPROVED_RES
    Since 2026-07-28
  • CA RA
    APPROVED
    Since 2007-02-01

Branch Locations

1899 Marina Blvd, San Leandro, CA 94577 • United States

30915 Courthouse Dr, Union City, CA 94587 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Leandro CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13

View on SEC IAPD

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