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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| CA | RA | APPROVED | 2013-01-11 |
Branch Locations
18111 Von Karman Avenue 4Th Floor, Irvine, CA 92612 • United States
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities, Llc | New York | NY | 09/2012 | Present |
| City National Bank | Beverly Hills | CA | 01/2007 | Present |
| Rbc Rochdale, Llc | New York | NY | 09/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-26 |
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