David Scott Kelley

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-02-19
MT	RA	APPROVED	1997-03-12

TX RA
APPROVED_RES

Since 2010-02-19
MT RA
APPROVED

Since 1997-03-12

Branch Locations

404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States

Billings, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Billings	MT	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Billings, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-07
S63	Uniform Securities Agent State Law Examination	1993-08-26

S65 Uniform Investment Adviser Law Examination

1996-12-07
S63 Uniform Securities Agent State Law Examination

1993-08-26

Other Names

David Kelley

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT

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