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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-24 |
| CO | RA | APPROVED | 2004-01-29 |
Branch Locations
400 Inverness Pkwy, Ste #270, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco Private Ledger) | Englewood | CO | 01/2004 | Present |
(1) 1/2/2004: GRIGGS WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 3/4/2015: HIGHLAND CAPITAL BROKERAGE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 02/25/2015 - 2 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING - LIFE. (3) 04/14/2022 - Cardo Investments LLC - Investment Related - 11847 Trail View Lane Parker, CO 80134 - Real Estate Rental - Start Date - 04/15/2022 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 11/04/2022 - Durable Wealth Management - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 03/02/2020 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-31 |
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