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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network | Warwick | RI | 08/2010 | 09/2020 |
| Securities America, Inc. | Toccoa | GA | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Toccoa | GA | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Toccoa | GA | 06/2024 | Present |
1. DBA - Solid Rock Financial Wealth Management 2. SOLID ROCK FINANCIAL POSITION: Sells rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1993 ADDRESS: 268 E. Currahee St, Toccoa GA 02919, United States DESCRIPTION: Service and sell insurance on occasion to help clients meet their needs. 3. RICHARD RUSSILLO POSITION: Advisory Rep NATURE: Asset Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1993 ADDRESS: 268 E CURRAHEE ST, TOCCOA, GA 30577 DESCRIPTION: Investment advisory rep 4. RICH 'N DEALS POSITION: Owner NATURE: On-line collectible business INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 268 E CURRAHEE ST, TOCCOA GA 305772910, United States DESCRIPTION: Oversee an on-line only sports cards and memorabilia store.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
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