Gerard Rizza

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-24
TX	RA	APPROVED	2024-06-24

NY RA
APPROVED

Since 2024-06-24
TX RA
APPROVED

Since 2024-06-24

Branch Locations

1 Huntington Quadrangle Suite 2 C13, Melville, NY 11747 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1 Huntington Quadrangle Suite 2 C13, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance Associates, Inc.	Mellville	NY	03/1996	09/2023
Osaic	Mellville	NY	09/2023	06/2024
Lpl Financial Llc	Melville	NY	06/2024	Present

03/1996 → 09/2023

Royal Alliance Associates, Inc.

Mellville, NY
09/2023 → 06/2024

Osaic

Mellville, NY
06/2024 → Present

Lpl Financial Llc

Melville, NY

Previous Registrations

2009-04-03 → 2024-06-27

Osaic Wealth, Inc.

Melville, NY

Melville, NY

Other Businesses

1) 05/21/2024 - RIZZA FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 05/21/2024 - Gerard Rizza - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, EKA Planning - NY 11747 - Investment related - 1 Hour per month - Start date: 06/01/1993.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-07-21

S63 Uniform Securities Agent State Law Examination

1993-07-21

Designations

Other Names

Gerard Rizza
Jerry Rizza
Gerard Jerry Rizza

View on SEC IAPD