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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-23 |
| UT | RA | APPROVED | 2021-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lee Financial Group Hawaii, Inc. | Honolulu | HI | 06/1993 | 01/2021 |
| Lee Financial Securities, Inc. | Honolulu | HI | 06/1993 | 01/2021 |
| Lee Financial Recordkeeping, Inc. | Honolulu | HI | 03/1994 | 01/2021 |
| Regal Investment Advisors | Kentwood | MI | 02/2021 | Present |
| Regulus Financial Group | Kentwood | MI | 02/2021 | Present |
OWNER OF REAL ESTATE PROPERTIES WHICH PROVIDES RENTAL INCOME. THE BUSINESS IS NOT INVESTMENT RELATED. Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-08 |
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