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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2015-01-30
  • WV RA
    APPROVED
    Since 2015-01-30

Branch Locations

Bridgeport, WV • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Advisors Inc. Bridgeport WV 01/2015 Present
Stonex Securities Inc. Bridgeport WV 09/2014 Present
  • 01/2015 → Present
    Bridgeport, WV
  • 09/2014 → Present
    Stonex Securities Inc.
    Bridgeport, WV
Previous Registrations
  • 2011-04-04 → 2015-01-30
    Wrp Investments, Inc.
    Youngstown, OH
    Bridgeport, WV
    Youngstown, OH
  • 2007-03-01 → 2011-04-01
    B. Riley Wealth Management
    Morgantown, WV
    Memphis, TN
    Hartville, OH
    Morgantown, WV
  • 2006-08-07 → 2007-03-01
    Capital Securities Of America, Inc.
    Morgantown, WV
    Hartville, OH
Other Businesses

1)INTEGRA FINANCIAL SERVICES LLC, 170 SUNSET VIEW DRIVE, BRIDGEPORT WV 26330-7350: TITLE: Sole Proprietor Investment Related NAT OF BUSINESS: DBA name in which conducts trades, insurance sales, etc. DUTIES: Execute trades for client accounts buying/selling securities, monitoring portfolios, researching securities, and insurance products, both fixed and variable. TIME SPENT: Approximately 85% of time. Approximately 6 1/2 hours a day during market hours. COMPENSATION: COMMISSIONS 2)The Gideons International PO Box 140800 Nashville, TN 37214 Date Started: 8/27/2018 Position: Member NON-Investment Related Nature: Provides Bibles and testaments to doctor offices, dental offices, lawyer offices, hospitals, clinics, college students, prisons and jails Duties: Help with the placement of bibles and testaments 3 hours per month spent on OBA. None during Market Hours. Compensation: No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-08
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    1998-06-08
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Other Names
  • Keith B Ruckman

View on SEC IAPD

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