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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
VA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • VA RA
    APPROVED
    Since 2013-02-13

Branch Locations

5820 Patterson Ave. Suite 100, Richmond, VA 23226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Richmond VA 02/2013 Present
Previous Registrations
  • 2004-02-03 → 2013-02-13
    Morgan Keegan & Company, Llc
    Richmond, VA
    Rockville, MD
    Rockville, MD
    Chester, VA
  • 1998-01-29 → 2004-02-04
    Rocky Mount, NC
Other Businesses

(1)Name of Business: CMGMC LLC Address: 4412 Hanover Ave, Richmond, AL, 23221, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/03/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: CWF Catering LLC Address: 4412 Hanover Ave, Richmond, VA, 23221, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 10/05/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 5% partner simply so I can help my wife with tax and governmental filings. I literally do no work except assist with the SCC and the City when needed. (3)Name of Business: St. Martin's In The Field Address: 4412 Hanover Ave, Richmond, VA, 23221, United States Activity Type: Religious Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 10/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: New role: Treasurer Previous role was a member of the executive committee and the larger church committee. Our church is a summer chapel. As treasurer, I will pay bills that are approved by the senior warden and provide standard treasury reporting. (4)Name of Business: Virginia Retirement System Address: 1111 E Main St, Richmond, VA, 23219, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board of trustees overseeing executive leadership of the retirement system of Virginia.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-02
S63 Uniform Securities Agent State Law Examination 1994-11-09
  • S65 Uniform Investment Adviser Law Examination
    1998-01-02
  • S63 Uniform Securities Agent State Law Examination
    1994-11-09
Other Names
  • John Clifford Foster

View on SEC IAPD

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