Thomas Alan Kloeckner

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-08-21
WI	RA	APPROVED	1998-03-10

TX RA
APPROVED_RES

Since 2014-08-21
WI RA
APPROVED

Since 1998-03-10

Branch Locations

1020 W 20Th Avenue, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Oshkosh	WI	06/1993	Present

06/1993 → Present

Edward D. Jones & Co., L.P.

Oshkosh, WI

Other Businesses

RAYMOND MANAGEMENT COMPANY, INC Type of business: HOTEL DEVELOPMENT & MANAGEMENT MIDDLETON, WI Start date: 8/1/2014 LPT Hours per week: 0 Hours during trading: 0 "RAYMOND MANAGEMENT COMPANY, INC Type of business: HOTEL DEVELOPMENT & MANAGEMENT MIDDLETON, WI Start date: 3/30/2016 LPT Hours per week: 0 Hours during trading: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-15

S63 Uniform Securities Agent State Law Examination

1993-09-15

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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