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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-02
TX RA APPROVED 2026-06-24
  • NC RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED
    Since 2026-06-24

Branch Locations

2901 Coltsgate Road Suite 202, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Charlotte NC 06/1993 06/2026
Raymond James Financial Services, Inc. Charlotte NC 06/2026 Present
Raymond James Financial Services Advisors, Inc. Charlotte NC 06/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Hines Wealth Advisors Address: 2901 Coltsgate Road Ste 202, Charlotte, NC, 28211-4384, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/23/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, Founder, Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 1993-10-18
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-10-18
Designations
Other Names
  • None None

View on SEC IAPD

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