Best Investors
Account
Sign in
Best Investors
Account
Sign in
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-08 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 11/2009 | 11/2020 |
| Securities America, Inc. | Salinas | CA | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Salinas | CA | 11/2020 | 06/2024 |
| Arbor Point Advisors | Salinas | CA | 11/2020 | 11/2024 |
| Osaic Wealth, Inc. | Salinas | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Salinas | CA | 06/2024 | Present |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
1. CORTINA HOMEOWNERS ASSOCIATION POSITION: Board Member and Volunteer NATURE: CORTINA BOARD OF DIRECTORS---local community association. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: POB 1531, Salinas CA 93902 DESCRIPTION: HOA---assist with ongoing budget and operations of our local Homeowner's association 2. NORTH SALINAS HIGH SCHOOL CLASS OF 1972 REUNION COMMITTEE POSITION: President NATURE: CLASS of 1972 High School Reunion Committee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1975 ADDRESS: 19548 Cortina Court, Salinas CA 93908 DESCRIPTION: Organize and implement a Class Reunion every five years since 1972. 3. THE NORTH SALINAS HIGH SCHOOL CLASS OF 1972 SCHOLARSHIP FUND POSITION: Coordinator NATURE: Scholarship Fund for graduates of NORTH SALINAS HIGH SCHOOL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 19548 Cortina Court, Salinas CA 93908 DESCRIPTION: Raise funds from NSHS CLASS of 1972 classmates for Scholarship disbursement to graduating NSHS Seniors. 4. JOHN GRIFFIN POSITION: owner NATURE: Rental Real Estate---My wife and I own several rental properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 19548 Cortina Court, Salinas CA 93908 DESCRIPTION: I purchase and manage rental real estate properties. 5. S&A PROPERTY HOLDINGS,LLC POSITION: Partner NATURE: Limited Liability Corporation---S&A PROPERTY HOLDINGS INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 19548 Cortina Court, Salinas CA 93908 DESCRIPTION: 30% owner of LLC with my wife (30%) and daughter (20%) and son-in-law (20%) in a Four plex unit in New Orleans, La. 6. INSURANCE POSITION: owner NATURE: INSURANCE LICENSE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/30/1993 ADDRESS: 19548 Cortina Court, SALINAS, CA 93908 CA 93908 DESCRIPTION: VARIABLE ANNUITIES with investment menus 7. NONE POSITION: owner NATURE: Tax Preparation Services for family and friends since 1980. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1980 ADDRESS: 19548 Cortina Court, SALINAS, CA 93908 CA 93908 DESCRIPTION: Tax preparation for family and friends since 1980
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 1993-09-03 |
Reach out to this advisor