Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-10 |
Branch Locations
Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Atlanta | GA | 06/2009 | 10/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2019 |
| Oppenheimer & Co. Inc. | Atlanta | GA | 10/2019 | Present |
1. ORGANIZATION NAME: NATIONAL RIFLE ASSOCIATION (NRA) - MY DIRECTORSHIP IS NOT INVESTMENT-RELATED - ADDRESS: 11250 WAPLES MILL ROAD, FAIRFAX, VA 22030 - BUSINESS NATURE: ADVOCACY AND EDUCATION - POSITION: BOARD MEMBER - START DATE: JUNE 2019 - TIME PER MONTH SPENT: 1 HOUR - # OF HOURS SPENT DURING SECURITIES TRADING HOUSE: 0 HOURS - DUTIES: MY DUTIES AS BOARD MEMBER ARE TO PROVIDE INPUT AND GUIDANCE TO THE PRESIDENT OF THE DELEGATION ON MATTERS PERTAINING TO THE ORGANIZATION'S MISSION. 2. I SERVE AS DIRECTOR AT LARGE ON THE BOARD OF SAFARI CLUB INTERNATIONAL. MY BOARD POSITION IS NOT INVESTMENT RELATED. MY TERM BEGAN JULY 2001. SCI IS AN ADVOCACY/WILDLIFE CONSERVATION ORGANIZATION. ADDRESS: 501 2ND STREET NE, WASHINGTON, DC 20002. I DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO SCI, AND ZERO HOURS DURING SECURITY TRADING HOURS. MY DUTIES AS BOARD MEMBER ARE TO ADVISE THE PRESIDENT AND EXECUTIVE COMMITTEE ON ISSUES PERTAINING TO THE MISSION OF THE ORGANIZATION. 3.SHIKAR SAFARI CLUB-5016 SEDLAE CT,SPRING HILL,TN 37174. SHIKAR SAFARI CLUB IS A NON-PROFIT WILDLIFER CONSERVATION/SOCIAL-FRATERNAL ORGANIZATION. MY POISTION IS A DIRECTOR ON THE BOARD OF DIRECTORS AND HAS IS NOT INVESTMENT RELTATED WHOSOEVER. DUTIES INCLUDE ATTENDING 3 MEETINGS PER YEAR,AND PARTICIPATE IN THE PLANNING OF THE ANNYAL MEETING. TIME SPENT IS APPROXIMATELY 2 HOURS PER MONTH OUTSIDE OF BUSINESS HOURS. START DATE: 25 JANUARY 2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-11 |
Reach out to this advisor