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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-02-28
TX RA APPROVED 2018-04-10
  • NM RA
    APPROVED
    Since 2025-02-28
  • TX RA
    APPROVED
    Since 2018-04-10

Branch Locations

Sunland Park, NM • United States

Sunland Park, NM • United States

425 S Telshor Blvd, Las Cruces, NM 88011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 11/2013 09/2016
Bank Of America, N.A. Chula Vista CA 09/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chula Vista CA 09/2016 Present
Previous Registrations
  • 2013-11-01 → 2016-09-14
    San Ysidro, CA
    San Diego, CA
    Chula Vista, CA
    Chula Vista, CA
  • 2012-10-01 → 2013-11-05
    Escondido, CA
    Escondido, CA
  • 2012-02-17 → 2012-10-01
    Chase Investment Services Corp.
    San Marcos, CA
    San Marcos, CA
    Escondido, CA
    Escondido, CA
  • 2009-08-24 → 2010-03-08
    Chase Investment Services Corp.
    El Centro, CA
    Calexico, CA
Other Businesses

I*1105281 Entity Type: Rental Property Name: Rental Property 2 Investment related: No Address: El Paso, Texas, 79912 Position, title, association: Co-owner with other family members, Start date of relationship: 12/9/2022 Number of hours devoted: 12 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members/Rental Property I*951389, Entity Type: Rental Property Name of OBA: Rental Property 1, Address: Chula Vista, California, 91913, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee State Date: 03/01/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-owner with other family members/Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-15
S63 Uniform Securities Agent State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2012-02-15
  • S63 Uniform Securities Agent State Law Examination
    2006-01-26
Other Names
  • Oscas Abdul Camarero

View on SEC IAPD

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