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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-02-28 |
| TX | RA | APPROVED | 2018-04-10 |
Branch Locations
Sunland Park, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 11/2013 | 09/2016 |
| Bank Of America, N.A. | Chula Vista | CA | 09/2016 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chula Vista | CA | 09/2016 | Present |
I*1105281 Entity Type: Rental Property Name: Rental Property 2 Investment related: No Address: El Paso, Texas, 79912 Position, title, association: Co-owner with other family members, Start date of relationship: 12/9/2022 Number of hours devoted: 12 hrs Yearly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members/Rental Property I*951389, Entity Type: Rental Property Name of OBA: Rental Property 1, Address: Chula Vista, California, 91913, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee State Date: 03/01/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: Co-owner with other family members/Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-26 |
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