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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | West Des Moines | IA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *203230- Grand View University; Investment related-No; Des Moines, Iowa; Education; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2014; During business hours: 1; After business hours: 1; Administrative 2.*491298- Estate ; Investment related -Yes; West Des Moines, Iowa; Successor Role; 07/2021; During business hours: 1; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-30 |
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