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Jonathan Stewart Hoot

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-05
TX RA APPROVED 2016-02-04
  • CA RA
    APPROVED
    Since 2016-02-05
  • TX RA
    APPROVED
    Since 2016-02-04

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Previous Registrations
  • 2003-01-17 → 2016-03-02
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
    Los Angeles, CA
  • 2002-08-08 → 2003-01-17
    Pershing Llc
    Los Angeles, CA
Other Businesses

NAPLES RANCH LLC, INV RELATED, GOLETA, CA, 100% OWNED WITH SPOUSE, 12/10/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-25
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S66 Uniform Combined State Law Examination
    2002-01-25
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20
Other Names
  • Hoot Stewart Jonathan

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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