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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-24 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Chicago | IL | 11/2002 | Present |
| Wayne Hummer Investments L.L.C. | Chicago | IL | 12/2006 | 06/2018 |
| Wayne Hummer Investments L.L.C. | Chicago | IL | 06/2018 | Present |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1-01/2025 / Boutique Hearing / Business Owner / Inv Rltd / 5 hrs mnth / start 11/01/2017 2- 01/2025 / Wintrust Investments LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 130 hrs during trading / start 07/29/1996
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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