James Lee

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-07-30

NJ RA
APPROVED

Since 2002-07-30

Branch Locations

250 Pehle Avenue Suite 300 - Park 80 W Plaza 2, Saddle Brook, NJ 07663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

Name: New Beginning for Special Needs Role: Attend meetings. Help establish and review organizational goal and policies. Support executive director. Address: 535 Walnut St. Norwood NJ 07648 Start Date: 5/1/2026 Hours: 1 Insurance/Investment: No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-09
S63	Uniform Securities Agent State Law Examination	1993-10-13

S65 Uniform Investment Adviser Law Examination

2000-06-09
S63 Uniform Securities Agent State Law Examination

1993-10-13