Robert Gilman

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-05-16
NY	RA	APPROVED	2021-05-03
NJ	RA	APPROVED	2017-10-31
CA	RA	APPROVED	2017-10-25
TX	RA	APPROVED_RES	2017-10-25

CO RA
APPROVED

Since 2024-05-16
NY RA
APPROVED

Since 2021-05-03
NJ RA
APPROVED

Since 2017-10-31
CA RA
APPROVED

Since 2017-10-25
TX RA
APPROVED_RES

Since 2017-10-25

Branch Locations

Aspen, CO • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

47 Newtown Ln Suite 1005, East Hampton, NY 11937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	06/2009	10/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	10/2017
Jpmorgan Chase Bank, N.A.	New York	NY	10/2017	Present
Jpmorgan Securities, Llc.	New York	NY	10/2017	Present

06/2009 → 10/2017

Morgan Stanley Smith Barney

New York, NY
01/2015 → 10/2017

Morgan Stanley Private Bank, National Association

New York, NY
10/2017 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
10/2017 → Present

Jpmorgan Securities, Llc.

New York, NY

Previous Registrations

2009-06-01 → 2017-10-26

Morgan Stanley

New York, NY
2007-06-25 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY
2000-02-11 → 2007-07-02

Ubs Financial Services Inc.

New York, NY

New York, NY

Other Businesses

Entity Name: Gravity Haus Investment related: No "Address: 4624 N CENTRAL PARK BLVD, SUITE 101 DENVER, CO 80238 Nature of the other business: Recreational Position/Title/Relationship: Limited Partner Start Date: 04/21/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: : Limited Partner Entity Name: LDG Capital LLC Investment related: Yes Address: East Hampton, NY Nature of the other business: LDG Capital LLC is an LLC that ones a single family home in East Hampton. Position/Title/Relationship: Other Start Date: 03-Jan-2011 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-02
S63	Uniform Securities Agent State Law Examination	1993-08-17

S66 Uniform Combined State Law Examination

2005-05-02
S63 Uniform Securities Agent State Law Examination

1993-08-17

Other Names

Robert Gilman
Robert Scott Gilman

View on SEC IAPD