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Jordan D Friedman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
CA RA APPROVED 2023-08-09
  • TX RA
    APPROVED
    Since 2023-08-15
  • CA RA
    APPROVED
    Since 2023-08-09

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Los Angeles CA 03/2005 08/2023
Jpmorgan Trust Company Los Angeles CA 03/2005 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2023 Present
Bank Of America, N.A. Los Angeles CA 08/2023 Present
  • 03/2005 → 08/2023
    J.P. Morgan Securities Inc.
    Los Angeles, CA
  • 03/2005 → 08/2023
    Jpmorgan Trust Company
    Los Angeles, CA
  • 08/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 08/2023 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-08
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S65 Uniform Investment Adviser Law Examination
    2023-08-08
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Other Names
  • Jordy Friedman
  • Jordan David Friedman

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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