Michael Patrick Momper

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-23
KY	RA	APPROVED	2024-01-19
NC	RA	APPROVED	2024-01-19
OH	RA	APPROVED	2024-01-19
TX	RA	APPROVED_RES	2024-01-19

FL RA
APPROVED

Since 2026-02-23
KY RA
APPROVED

Since 2024-01-19
NC RA
APPROVED

Since 2024-01-19
OH RA
APPROVED

Since 2024-01-19
TX RA
APPROVED_RES

Since 2024-01-19

Branch Locations

Maggie Valley, NC • United States

7815 Laurel Ave, Cincinnati, OH 45243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Eppa Rixey Agency	Terrace Park	OH	05/1995	Present
Fortis Investors, Inc.	Terrace Park	OH	05/1996	Present
Osaic Wealth, Inc.	Maggie Valley	NC	01/2024	Present

05/1995 → Present

Eppa Rixey Agency

Terrace Park, OH
05/1996 → Present

Fortis Investors, Inc.

Terrace Park, OH
01/2024 → Present

Osaic Wealth, Inc.

Maggie Valley, NC

Previous Registrations

2002-04-11 → 2024-01-19

Woodbury Financial Services, Inc.

Cincinnati, OH

Cincinnati, OH

Maggie Valley, NC

Other Businesses

1. GOAL LINE FINANCIAL, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 12/20/1989 ADDRESS: 7815 Laurel Avenue, Cincinnatii OH 45243, United States DESCRIPTION: evaluate client insurance needs find appropriate solution implement strategy /buy insurance policy if necessary 3. MICHAEL MOMPER POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2009 ADDRESS: 7817 Laurel Avenue, Cincinnati OH 45243, United States DESCRIPTION: rent collection property management 4. SAINT XAVIER BOOSTER BOARD POSITION: Board Member NATURE: 501_C3 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2011 ADDRESS: 600 North Bend Road, Cincinnati OH 45216, United States DESCRIPTION: Chairman of the Hall of Fame Dinner Fundraising No handling of money 5. SERENELLI PROJECT POSITION: Board Member NATURE: Non profit/charity INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2020 ADDRESS: 6510 Murray Avenue, Cincinnati OH 45227, United States DESCRIPTION: Help make decisions to grow the scope of the charities efforts (prison ministry) 6. GOAL LINE WEALTH MANAGEMENT LLC POSITION: President NATURE: LLC (sole owner) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/08/2022 ADDRESS: 7815 Laurel Avenue, Cincinnati OH 45243, United States DESCRIPTION: This LLC was formed solely (at this time and for the foreseeable future) to hold a checking account which is used to pay my one and only employee (Amanda VandeRyt). This entity is not being held out to the public in any way at this time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-13
S63	Uniform Securities Agent State Law Examination	2000-03-22

S65 Uniform Investment Adviser Law Examination

2002-02-13
S63 Uniform Securities Agent State Law Examination

2000-03-22

Designations

Other Names

Mike Momper
Michael Patrick Mamper

View on SEC IAPD