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111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-10-07 |
Branch Locations
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States
10451 Mill Run Circle Suite 1000, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Washington | DC | 03/1999 | 11/2017 |
| Cic Wealth, Llc | Rockville | MD | 11/2017 | 12/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2017 | Present |
| Apollon Wealth Management Llc | Rockville | MD | 10/2024 | Present |
- Apollon Wealth Management. Investment related. At Registered Location. RIA. Financial Advisor. Start Date: 10/01/2024. 160 hrs/ month; all during trading hours. Provide financial advisory and financial planning services to individual clients for advisory fees. - CIC Risk Management Group-Not investment related- 1101 Wootton Parkway, Suite 980, Rockville, MD 20852-Sale of appropriate insurance policies to individuals looking to insure certain risks.-Agent-11/2017-2 hrs/mth-2 during trading hrs-As an insurance agent, I recommend and sell insurance policies to clients, to that need to cover specific risks. Typically, the types of policies are Life, Disability, and Long-Term Care. - Metropolitan Police Department- Not investment related- 300 Indiana Ave, NW, Washington, DC. 20001- Police Department- Reserve Officer- 7/21/2023- 24 hrs/month- The role of a non-compensated Reserve Officer is to support the officers of the Metropolitan Police Department in their duties. - Alchemy Holdings, LLC. | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. - CIC Wealth Holdings, LLC | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 1994-02-16 |
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