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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-07
  • MD RA
    APPROVED
    Since 2024-10-07

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

10451 Mill Run Circle Suite 1000, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Washington DC 03/1999 11/2017
Cic Wealth, Llc Rockville MD 11/2017 12/2024
Purshe Kaplan Sterling Investments Albany NY 11/2017 Present
Apollon Wealth Management Llc Rockville MD 10/2024 Present
  • 03/1999 → 11/2017
    Commonwealth Equity Services, Inc.
    Washington, DC
  • 11/2017 → 12/2024
    Cic Wealth, Llc
    Rockville, MD
  • 11/2017 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2024 → Present
    Rockville, MD
Previous Registrations
  • 2017-11-13 → 2024-12-31
    Cic Wealth, Llc
    Rockville, MD
  • 1999-05-03 → 2017-11-13
    Washington, DC
    Gaithersburg, MD
    Owings Mills, MD
    Columbia, MD
Other Businesses

- Apollon Wealth Management. Investment related. At Registered Location. RIA. Financial Advisor. Start Date: 10/01/2024. 160 hrs/ month; all during trading hours. Provide financial advisory and financial planning services to individual clients for advisory fees. - CIC Risk Management Group-Not investment related- 1101 Wootton Parkway, Suite 980, Rockville, MD 20852-Sale of appropriate insurance policies to individuals looking to insure certain risks.-Agent-11/2017-2 hrs/mth-2 during trading hrs-As an insurance agent, I recommend and sell insurance policies to clients, to that need to cover specific risks. Typically, the types of policies are Life, Disability, and Long-Term Care. - Metropolitan Police Department- Not investment related- 300 Indiana Ave, NW, Washington, DC. 20001- Police Department- Reserve Officer- 7/21/2023- 24 hrs/month- The role of a non-compensated Reserve Officer is to support the officers of the Metropolitan Police Department in their duties. - Alchemy Holdings, LLC. | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company. - CIC Wealth Holdings, LLC | Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-15
S65 Uniform Investment Adviser Law Examination 1994-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-09-15
  • S65 Uniform Investment Adviser Law Examination
    1994-02-16

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