Joseph Stein

Current Employers

Timecapital Investor Advisory Services Inc

One Roosevelt Avenue, Port Jefferson Station, NY 11776 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-05-09

NY RA
APPROVED

Since 2024-05-09

Branch Locations

Lloyd Harbor, NY • United States

One Roosevelt Avenue, Port Jefferson Station, NY 11776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Timecapital Securities Corporation	Port Jefferson Station	NY	06/1993	Present

06/1993 → Present

Timecapital Securities Corporation

Port Jefferson Station, NY

Other Businesses

1. JNS PLANNING, I SELL INDIVIDUAL AND GROUP INSURANCE AND INSURANCE RELATED PRODUCTS (FIXED ANNUITIES, HEALTH INSURANCE, DISABILITY INSURANCE, DENTAL AND VISION INSURANCE). I WORK APPROXIMATELY 20-30 HOURS PER WEEK ON INSURANCE RELATED PRODUCTS. 2. TIMECAPITAL INVESTOR ADVISORY SERVICES, INC., SOLICITOR, SOLICITING CLIENTS FOR THE ADVISORY FIRM, 05/2024 - PRESENT, INVESTMENT ADVISORY FIRM, INVESTMENT RELATED: YES, ADDRESS: ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776, 4 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-24
S63	Uniform Securities Agent State Law Examination	1994-04-11

S65 Uniform Investment Adviser Law Examination

2024-04-24
S63 Uniform Securities Agent State Law Examination

1994-04-11