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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-01 |
| IN | RA | APPROVED | 2026-06-30 |
Branch Locations
Edwardsville, IL • United States
221 W Pointe Dr, Swansea, IL 62226 • United States
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Springfield | IL | 03/2005 | Present |
| Pruco Securities, Llc. | Springfield | IL | 03/2005 | 11/2024 |
| Lpl Enterprise, Llc | Swansea | IL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-11 |
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