Clifford John York

Current Employers

Employment History

• 12/2014 → 01/2017
  Lpl Financial
  Vincennes, IN
• 01/2017 → 08/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 12/2014 → Present
  Cwm, Llc
  Omaha, NE
• 12/2014 → Present
  Carson Wealth
  Vincennes, IN

Previous Registrations

• 2014-01-21 → 2014-12-17
  Cetera Investment Advisers Llc
  Vincennes, IN
• 2013-01-28 → 2014-01-21
  Cetera Investment Services Llc
  Vincennes, IN
  Hoover, AL
• 2009-08-07 → 2013-01-24
  Fifth Third Securities, Inc.
  Oakland City, IN
  Princeton, IN
  Vincennes, IN
  Princeton, IN
• 2009-04-27 → 2009-08-17
  Investment Professionals, Inc.
  Evansville, IN
  San Antonio, TX
• 2008-06-04 → 2009-04-29
  Morgan Keegan & Company, Llc
  Vincennes, IN
  Indianapolis, IN
  Robinson, IL

Other Businesses

NAME OF OTHER BUSINESS: KNOX COUNTY DEVELOPMENT CORP INVESTMENT RELATED: NO NATURE OF BUSINESS: PROMOTE BUSINESS IN KNOX COUNTY START DATE: 4/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: MARKETING COMMITTEE NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: No NATURE OF BUSINESS: Notary START DATE: 03/01/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: Notary BRIEF DESCRIPTION OF DUTIES: Provide notary services

Exams

• S66 Uniform Combined State Law Examination
  2008-06-03
• S63 Uniform Securities Agent State Law Examination
  2002-06-20

Designations

Other Names

• Cliff York
• Clifford York