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Joanna Sevilla Sheffron

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-11
CA RA APPROVED 2014-07-01
  • TX RA
    APPROVED
    Since 2023-08-11
  • CA RA
    APPROVED
    Since 2014-07-01

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Pasadena CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 Present
Previous Registrations
  • 2011-05-04 → 2014-07-02
    U.S. Bancorp Investments, Inc.
    Pasadena, CA
    South Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Arcadia, CA
    Arcadia, CA
    Monrovia, CA
    Claremont, CA
  • 2007-06-19 → 2011-05-19
    Uvest Financial Services Group, Inc.
    Brea, CA
    Pasadena, CA
    Charlotte, NC
    Ontario, CA
  • 2005-06-29 → 2007-07-03
    Cetera Wealth Services, Llc
    Ontario, CA
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-02
S63 Uniform Securities Agent State Law Examination 1993-10-11
  • S65 Uniform Investment Adviser Law Examination
    1997-01-02
  • S63 Uniform Securities Agent State Law Examination
    1993-10-11
Designations
Other Names
  • Joanna Sevilla
  • Ma Sevilla
  • Joanna Sevilla Gustilo
  • Joanna Gustilo
  • Joanna Sevilla Sheffron
  • Joanne S Sheffron

View on SEC IAPD

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