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Thomas Vincent Rooney

Clear Fiduciary Consultants, LLC

Scottsdale, AZ

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Current Employers
Clear Fiduciary Consultants, Llc

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-01-22
TX RA APPROVED_RES 2016-01-08
  • AZ RA
    APPROVED
    Since 2016-01-22
  • TX RA
    APPROVED_RES
    Since 2016-01-08

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clear Fiduciary Consultants, Llc Scottsdale AZ 01/2016 Present
Cwm, Llc Omaha NE 05/2023 Present
Silverhawk Private Wealth Scottsdale AZ 05/2023 Present
Previous Registrations
  • 2023-05-16 → 2024-06-18
    Cwm, Llc
    Omaha, NE
    Scottsdale, AZ
  • 2003-10-22 → 2003-11-20
    J.P. Morgan Asset Management
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-14
S63 Uniform Securities Agent State Law Examination 2003-08-29
  • S65 Uniform Investment Adviser Law Examination
    2015-10-14
  • S63 Uniform Securities Agent State Law Examination
    2003-08-29

View on SEC IAPD

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