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Rancho Santa Fe, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stock Traders Daily | La Jolla | CA | 01/2000 | Present |
| Equity Logic | La Jolla | CA | 08/2010 | Present |
STOCK TRADERS DAILY. PO BOX 922, LA JOLLA CA 92038. THIS IS A SUBSCRIPTION BUSINESS, AN INVESTMENT NEWSLETTER, AND TAKES APPROXIMATELY 2 HOURS PER DAY TO OPERATE. I AM CEO. I HAVE BEEN DOING THIS SINCE 2000. THE PRIMARY OPERATIONS TAKE PLACE AFTER THE MARKET IS CLOSED, NOT DURING TRADING HOURS. MY RESPONSIBILITY IS TO WRITE THE NEWSLETTER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-27 |
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