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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| MI | RA | APPROVED | 2016-05-11 |
Branch Locations
336 Golfview #202, North Palm Beach, FL 33408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Executive Compensation Plans, Inc. | Southfield | MI | 07/1996 | Present |
| The Baker Group | Southfield | MI | 01/1997 | Present |
| Kestra Advisory Services, Llc | Southfield | MI | 04/2016 | Present |
| Kestra Investment Services, Llc | Southfield | MI | 05/2000 | Present |
Business Name: Baker Group Investment Related: Yes Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Back Office Operations Position, Title or Relationship: Owner Start Date: 10/21/1993 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: We sell insurance, do financial and estate planning for individuals and businesses. We help businesses get financing from banks and institutions. Business Name: Executive Compensation Plans Investment Related: No Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 1/30/1993 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Third Party administration for 401k plans and profit sharing plans. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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