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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-05
MI RA APPROVED 2016-05-11
  • TX RA
    APPROVED_RES
    Since 2025-09-05
  • MI RA
    APPROVED
    Since 2016-05-11

Branch Locations

336 Golfview #202, North Palm Beach, FL 33408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Executive Compensation Plans, Inc. Southfield MI 07/1996 Present
The Baker Group Southfield MI 01/1997 Present
Kestra Advisory Services, Llc Southfield MI 04/2016 Present
Kestra Investment Services, Llc Southfield MI 05/2000 Present
  • 07/1996 → Present
    Executive Compensation Plans, Inc.
    Southfield, MI
  • 01/1997 → Present
    The Baker Group
    Southfield, MI
  • 04/2016 → Present
    Southfield, MI
  • 05/2000 → Present
    Kestra Investment Services, Llc
    Southfield, MI
Other Businesses

Business Name: Baker Group Investment Related: Yes Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Back Office Operations Position, Title or Relationship: Owner Start Date: 10/21/1993 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: We sell insurance, do financial and estate planning for individuals and businesses. We help businesses get financing from banks and institutions. Business Name: Executive Compensation Plans Investment Related: No Address: 26400 Lahser Suite 312 Southfield MI 48033 Nature of Business: Consulting Position, Title or Relationship: Owner Start Date: 1/30/1993 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Third Party administration for 401k plans and profit sharing plans. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-11
S63 Uniform Securities Agent State Law Examination 1993-07-16
  • S65 Uniform Investment Adviser Law Examination
    2010-05-11
  • S63 Uniform Securities Agent State Law Examination
    1993-07-16
Other Names
  • Greg Baker
  • Donald G Baker

View on SEC IAPD

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