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Patrick Lawrence Crook

LPl Financial LLC

Bend, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-10-02
TX RA APPROVED_RES 2020-10-01
  • OR RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED_RES
    Since 2020-10-01

Branch Locations

Bend, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2005 12/2019
E.K. Riley Investments, Llc Seattle WA 01/2020 11/2020
Lpl Financial Llc Corvallis OR 10/2020 Present
Previous Registrations
  • 2020-01-07 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Federal Way, WA
    Corvallis, OR
    Seattle, WA
  • 2005-10-12 → 2019-12-31
    Commonwealth Financial Network
    Corvallis, OR
  • 2004-09-28 → 2005-10-13
    First Allied Securities, Inc.
    Corvallis, OR
Other Businesses

1)07/16/2020 - PLC ASSET MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-11
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1993-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06

View on SEC IAPD

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