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Current Employers
Barton Investment Management, Llc

One Tower Bridge 100 Front Street, Suite 980, W. Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-24
CT RA APPROVED 2018-01-10
  • PA RA
    APPROVED
    Since 2018-01-24
  • CT RA
    APPROVED
    Since 2018-01-10

Branch Locations

Wilton, CT • United States

One Tower Bridge 100 Front Street, Suite 980, W. Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybanc Capital Markets Inc. Stamford CT 04/2015 02/2017
Barton Investment Management, Llc West Conshohocken PA 03/2017 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-11-05

View on SEC IAPD

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