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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| PA | RA | APPROVED | 2010-09-02 |
Branch Locations
6 Ppg Place Suite 600, Pittsburgh, PA 15222-5406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Pittsburgh | PA | 01/2004 | Present |
| Mml Investors Services, Inc. | Pittsburgh | PA | 01/2004 | Present |
| Msi Financial Services, Inc. | Pittsburgh | PA | 11/2016 | Present |
NAME: ROMAN A MATUSZ INV REL: Y ADD:6 PPG PL SUITE 600 PITTSBURGH PA 15222-5406 NATURE: LIFE AND HEALTH POSITION: SALES AND AGENT START DATE: 06/1993 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: SALES AND AGENT FOR LIFE AND HEALTH INSURANCE 2)NAME: ALMA-SERRO REAL ESTATE HOLDINGS LLC INV REL: Y ADD: 507 SEQUOIA DRIVE PITTSBURGH PA 15236 NATURE: REAL ESTATE RENTAL PROPERTY (CONDO) POSITION: OWNER/VOTING MEMBER START DATE: 10/2010 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: RENTAL OF REAL ESTATE (CONDO)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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