Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
LA RA APPROVED 2016-11-17
AR RA APPROVED 2013-12-09
MS RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • LA RA
    APPROVED
    Since 2016-11-17
  • AR RA
    APPROVED
    Since 2013-12-09
  • MS RA
    APPROVED
    Since 2009-06-01

Branch Locations

1018 Highland Colony Parkway Suite 105, Ridgeland, MS 39157 • United States

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Pearl, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ridgeland MS 06/2009 Present
Morgan Stanley Smith Barney Llc Jackson MS 10/2014 Present
Morgan Stanley New Orleans LA 08/2016 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Ridgeland, MS
  • 10/2014 → Present
    Morgan Stanley Smith Barney Llc
    Jackson, MS
  • 08/2016 → Present
    New Orleans, LA
Previous Registrations
Other Businesses

1- BLUE ATLAS CONTRACTING & DESIGN; PEARL, MS; BUILDING / TRIM CARPENTRY / REMODELING / BACKSPLASH DESIGN; MY HUSBAND IS STARTING A CONTRACTING BUSINESS; CO-OWNER; 10 HOURS AFTER BUSINESS; 0 DURING BUSINESS HOURS; 08/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-25
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S66 Uniform Combined State Law Examination
    2007-08-25
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13
Other Names
  • Christa Marie Dempsey
  • Christa Brainard
  • Christa Brainard Dempsey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ridgeland, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor