Gay Graham Wagner

Jemma Financial Services

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Current Employers

Jemma Financial Services

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-30
ME	RA	APPROVED	2022-12-22
NJ	RA	APPROVED	2022-12-22
CO	RA	APPROVED	2022-08-26
PA	RA	APPROVED	2022-06-30
TX	RA	APPROVED	2022-06-30

MD RA
APPROVED

Since 2023-01-30
ME RA
APPROVED

Since 2022-12-22
NJ RA
APPROVED

Since 2022-12-22
CO RA
APPROVED

Since 2022-08-26
PA RA
APPROVED

Since 2022-06-30
TX RA
APPROVED

Since 2022-06-30

Branch Locations

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brown Advisory	Baltimore	MD	02/2014	10/2021
Jemma Investment Advisors, Llc	Baltimore	MD	10/2021	Present

02/2014 → 10/2021

Brown Advisory

Baltimore, MD
10/2021 → Present

Jemma Investment Advisors, Llc

Baltimore, MD

Previous Registrations

2002-07-25 → 2003-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD

Other Businesses

Jemma Financial Services (RIA) receives an income from this employer

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-10-17
S65	Uniform Investment Adviser Law Examination	2021-09-20
S66	Uniform Combined State Law Examination	2002-07-24

S63 Uniform Securities Agent State Law Examination

2022-10-17
S65 Uniform Investment Adviser Law Examination

2021-09-20
S66 Uniform Combined State Law Examination

2002-07-24

View on SEC IAPD

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