Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

125A Perry Plaza, Perryville, MO 63775 • United States

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus New Haven CT 02/2014 02/2019
Mass Mutual Life Insurance Co Chesterfield MO 02/2019 03/2020
Mml Investors Services, Llc Chesterfield MO 03/2019 03/2020
Prudential Insurance Company Of America St Louis MO 03/2020 Present
Pruco Securities, Llc. St Louis MO 03/2020 11/2024
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 02/2014 → 02/2019
    Knights Of Columbus
    New Haven, CT
  • 02/2019 → 03/2020
    Mass Mutual Life Insurance Co
    Chesterfield, MO
  • 03/2019 → 03/2020
    Chesterfield, MO
  • 03/2020 → Present
    Prudential Insurance Company Of America
    St Louis, MO
  • 03/2020 → 11/2024
    St Louis, MO
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

11. 11/04/2024- ENVISION STRATEGIES LLC- DBA for LPL - yes inv related- 11/15/2024- 120 hr/mo non trading- 120 hr/mo trading 2. 09/27/2024- KEENE FINANCIAL- DBA for LPL- yes inv related- 06/01/2023- 0 hr/mo non trading- 0 hr/mo trading 3. 09/24/2024- MOTION DOG FILMS- Cave consultant- yes inv related - 03/07/2023- 0 hr/mo non trading - 0 hr/mo trading 4. 09/24/2024- PERRY PARK CENTER- Coach - yes inv related - 04/11/2016- 4 hr/mo non trading -0 hr/mo trading 5. 05/07/2025-Gerry Keene-Insurance agent-Non-Variable Insurance-Inv related-At Perryville, MO-Start date 01/11/2021-1hrs/mth-0hrs/mth during trading 6. 04/25/2025-Independence Care Center-Feeder-Outside/W-2 Employment-Feeder-Not inv related-At Perryville, MO-Start date 04/29/2025-40hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-09
S63 Uniform Securities Agent State Law Examination 1993-07-19
  • S66 Uniform Combined State Law Examination
    2019-04-09
  • S63 Uniform Securities Agent State Law Examination
    1993-07-19
Other Names
  • Gerry Keene
  • William Gerry Keene
  • William Gerry Keene

View on SEC IAPD

More in Perryville, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor