Best Investors
Account
Sign in
Best Investors
Account
Sign in
Harrisburg, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-23 |
| NC | RA | APPROVED | 2022-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Ageee | Kannapolis | NC | 02/2012 | 05/2017 |
| H. Beck, Inc. | Rockville | MD | 05/2017 | 03/2021 |
| Synergy Investment Group | Charlotte | NC | 05/2005 | 05/2017 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 12/2021 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 12/2021 |
| Whitley Financial, Llc | Harrisburg | NC | 01/2022 | Present |
Licensed insurance professional (individual name/capacity), same address, non-investment related. Less than 10% of business time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
Reach out to this advisor