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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1994-06-29
OK RA APPROVED 1994-05-02
  • TX RA
    APPROVED_RES
    Since 1994-06-29
  • OK RA
    APPROVED
    Since 1994-05-02

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Tulsa, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 06/1993 Present
Bank Of America,N.A. Tulsa OK 06/2011 Present
Other Businesses

I*113875 For profit or not for profit: For-Profit Organization Name of outside business organization: Prather's Properties, LLC Investment related: N Address of business: Tulsa, Oklahoma 74114 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/18/1999 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Prather's Properties, LLC owns an 8- unit apartment complex. I am the owner of Prather's Properties. I collect rents and call plumbers, electricians, etc. and pay bills as needed. I*21489 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: REAL ESTATE LICENSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: N/A, TULSA, OKLAHOMA 74114 NATURE OF BUSINESS: OTHER,HOLDING LICENSE BUT NO ENTITY INVOLVED POSITION, TITLE, ASSOCIATION: OTHER, HOLDING INACTIVE REAL ESTATE LICENSE START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE REFERRAL SOLELY TO REFER PARENTS OR SELF TO REALTOR TO SAVE COMMISSION I*21490 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE JOHN SMITH ZINK FOUNDATION INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BROKEN ARROW, OKLAHOMA 74014 NATURE OF BUSINESS: OTHER,PRIVATE FOUNDATION POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 11/4/2006 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ONE OF FOUR TRUSTEES I*2215404, Entity Type: , Name of OBA: E M P, Address: Tulsa, Oklahoma, 74114, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 26-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4286270, Entity Type: , Name of OBA: D L P , Address: Tulsa, Oklahoma, 74114, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/02/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*4769267, Entity Type: , Name of OBA: MLPF& S CUST FPO B R P RRA FBO B R P, Address: Tulsa, Oklahoma, 74114, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 06/29/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-18
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    1994-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
Other Names
  • Dan Prather
  • Daniel Prather

View on SEC IAPD

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