Lori Arlene Wagner

Current Employers

Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-14

CA RA
APPROVED

Since 2025-02-14

Branch Locations

Lodi, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Retirement Wealth Advisors, Inc.	Jenison	MI	01/2013	Present
Lori Wagner	Lodi	CA	01/2009	Present

01/2013 → Present

Retirement Wealth Advisors, Inc.

Jenison, MI
01/2009 → Present

Lori Wagner

Lodi, CA

Previous Registrations

2009-12-08 → 2012-12-31

Hbw Advisory Services Llc

Simi Valley, CA

Other Businesses

1) 01/2009 - PRESENT, LORI WAGNER, 1623 MAGIC LANE LODI, CA 95242, OWNER/INSURANCE SALES/MEDICARE SALES - W/ VARIOUS INSURANCE/MEDICARE AGENCIES: GRIP INSURANCE, APPLIED GENERAL AGENCY, HWB INSURANCE AND FINANCIAL SERVICES, VAN BERG & ASSOCIATES, HOURS DEDICATED: 20/WEEK (20/WEEK DURING TRADING HOURS) CHILDREN'S HOME OF STOCKTON; NON INVESTMENT RELATED; PO BOX 7512, STOCKTON, CA 95267; NON PROFIT CHILDREN'S HOME; TREASURER; STARTED 09/2017; 5 HOURS/MONTH DEVOTED; 5 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; HANDLE STANDARD FINANCE NEEDS SUCH AS CHECK WRITING AND DEPOSITS, AND GATHER TAX ITEMS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-05-28
S63	Uniform Securities Agent State Law Examination	2006-02-14

S65 Uniform Investment Adviser Law Examination

2009-05-28
S63 Uniform Securities Agent State Law Examination

2006-02-14

Other Names

Lori Arlene Wagner
Lori Arlene Mcnabb

View on SEC IAPD