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Michael John Mealy

Charles Schwab & Co., Inc.

Pensacola, FL

Tampa, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-19
  • FL RA
    APPROVED
    Since 2024-07-19

Branch Locations

125 W Romana St. Suite 104, Pensacola, FL 32502 • United States

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Pensacola FL 05/2005 01/2024
Charles Schwab Bank Ssb Pensacola FL 05/2005 01/2024
Swan Capital Pensacola FL 03/2024 06/2024
Charles Schwab & Co., Inc. Pensacola FL 07/2024 Present
Charles Schwab Bank, Ssb Pensacola FL 07/2024 Present
Previous Registrations
  • 2024-04-01 → 2024-06-25
    Swan Capital
    Pensacola, FL
  • 2006-03-29 → 2024-01-08
    Charles Schwab & Co., Inc.
    Miramar Beach, FL
    Tampa, FL
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
    Tampa, FL
    Boca Raton, FL
    Miramar Beach, FL
    Sarasota, FL
  • 2005-03-28 → 2005-05-09
    Amsouth Investment Management Company Llc
    Pensacola, FL
  • 1995-09-21 → 2005-01-06
    Charles Schwab & Co., Inc.
    Pensacola, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-22
S63 Uniform Securities Agent State Law Examination 1993-08-25
  • S65 Uniform Investment Adviser Law Examination
    1994-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-08-25
Other Names
  • Michael J Mealy
  • Mike Mealy

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
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