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Current Employers
Four Points Advisors, Llc

99 Park Avenue Floor 8, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-03
FL RA APPROVED 2026-01-26
  • NY RA
    APPROVED
    Since 2026-02-03
  • FL RA
    APPROVED
    Since 2026-01-26

Branch Locations

Palm Beach Gardens, FL • United States

99 Park Avenue Floor 8, New York, NY 10016 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcw Funds Distributors Los Angeles CA 04/2004 11/2023
Tcw Llc Los Angeles CA 01/2016 11/2023
Four Points Capital Partners Ridgewood NJ 11/2025 Present
Four Points Advisors New York NJ 11/2025 Present
Unemployed Palm Beach Gardens FL 11/2023 11/2025
  • 04/2004 → 11/2023
    Tcw Funds Distributors
    Los Angeles, CA
  • 01/2016 → 11/2023
    Tcw Llc
    Los Angeles, CA
  • 11/2025 → Present
    Four Points Capital Partners
    Ridgewood, NJ
  • 11/2025 → Present
    Four Points Advisors
    New York, NJ
  • 11/2023 → 11/2025
    Unemployed
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

FOUR POINTS ADVISORS, NEW YORK, NEW YORK; INVESTMENT RELATED; STARTED NOVEMBER 2025; INVESTMENT ADVISER REPRESENTATIVE; 40 HOURS/WEEK DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 1994-03-29
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    1994-03-29

View on SEC IAPD

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