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99 Park Avenue Floor 8, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-03 |
| FL | RA | APPROVED | 2026-01-26 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Funds Distributors | Los Angeles | CA | 04/2004 | 11/2023 |
| Tcw Llc | Los Angeles | CA | 01/2016 | 11/2023 |
| Four Points Capital Partners | Ridgewood | NJ | 11/2025 | Present |
| Four Points Advisors | New York | NJ | 11/2025 | Present |
| Unemployed | Palm Beach Gardens | FL | 11/2023 | 11/2025 |
FOUR POINTS ADVISORS, NEW YORK, NEW YORK; INVESTMENT RELATED; STARTED NOVEMBER 2025; INVESTMENT ADVISER REPRESENTATIVE; 40 HOURS/WEEK DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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