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Todd Harold Keating

Parvin Asset Management, LLC

Phoenixville, PA

Parvin Fund Management

Phoenixville, PA

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Current Employers
Parvin Asset Management, Llc

401 E. 8Th Street Suite 200, Sioux Falls, SD 57103 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-05-11
PA RA APPROVED 2022-11-22
  • SD RA
    APPROVED
    Since 2023-05-11
  • PA RA
    APPROVED
    Since 2022-11-22

Branch Locations

Phoenixville, PA • United States

Parvin Fund Management

401 E. 8Th Street Suite 200, Sioux Falls, SD 57103 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-04-28
PA RA APPROVED 2022-11-22
  • SD RA
    APPROVED
    Since 2023-04-28
  • PA RA
    APPROVED
    Since 2022-11-22

Branch Locations

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Financial Group, Inc. Providence RI 02/2012 07/2022
Parvin Asset Management, Llc Phoenixville PA 07/2022 Present
Previous Registrations
  • 2009-02-06 → 2009-04-02
    Nuveen Fund Advisors, Llc
    Chicago, IL
  • 1994-01-03 → 2009-01-30
    Rittenhouse Asset Management, Inc.
    Radnor, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-22
S63 Uniform Securities Agent State Law Examination 1993-06-10
  • S65 Uniform Investment Adviser Law Examination
    2022-11-22
  • S63 Uniform Securities Agent State Law Examination
    1993-06-10
Other Names
  • Todd Keating

View on SEC IAPD

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