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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-28
  • MA RA
    APPROVED
    Since 2022-06-28

Branch Locations

115 Federal St., 8Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc Austin TX 04/2016 03/2022
Triad Advisors Norcross GA 03/2022 08/2024
Gallagher Fiduciary Advisors, Llc Boston MA 04/2022 Present
Osaic Wealth, Inc. Boston MA 08/2024 Present
  • 04/2016 → 03/2022
    Kestra Financial Services, Inc
    Austin, TX
  • 03/2022 → 08/2024
    Triad Advisors
    Norcross, GA
  • 04/2022 → Present
    Boston, MA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Boston, MA
Previous Registrations
  • 2016-05-09 → 2022-03-31
    Boston, MA
  • 2014-04-08 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Boston, MA
    Boston, MA
  • 2011-07-14 → 2014-04-01
    Boston, MA
  • 2008-12-18 → 2010-12-01
    Nrp Advisors, Inc.
    Bostin, MA
  • 2007-06-01 → 2008-10-27
    Nrp Financial, Inc.
    Bryan, OH
    Boston, MA
  • 2004-10-28 → 2007-05-25
    Ogilvie Security Advisors Corporation
    Boston, MA
    Boston, MA
Other Businesses

1)Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Area Vice President Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Area Vice President Start Date: 04/01/2022 Hours Per Month: 40 Hours Per Day: 2 Duties: Nonqualified Retirement plan consulting

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02

View on SEC IAPD

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