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Terry Lee Hoover

LPl Financial LLC

Gilbert, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-10
CA RA APPROVED 2019-09-05
  • TX RA
    APPROVED_RES
    Since 2025-04-10
  • CA RA
    APPROVED
    Since 2019-09-05

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Edina MN 05/2009 09/2019
Lpl Financial Gilbert AZ 09/2019 Present
  • 05/2009 → 09/2019
    Stifel Nicolaus & Co Inc
    Edina, MN
  • 09/2019 → Present
    Lpl Financial
    Gilbert, AZ
Previous Registrations
Other Businesses

9/5/2019 - DBA for LPL Business (entity for LPL business) - TLH Wealth Management, LLC - Investment Related - Gilbert, AZ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-29
S63 Uniform Securities Agent State Law Examination 1993-07-23
  • S65 Uniform Investment Adviser Law Examination
    1993-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-07-23

View on SEC IAPD

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