Alberto Gabriel Alvarez

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-10-18
CA	RA	APPROVED	2023-09-05
CT	RA	APPROVED	2023-09-05
TX	RA	APPROVED	2023-09-05

NY RA
APPROVED

Since 2023-10-18
CA RA
APPROVED

Since 2023-09-05
CT RA
APPROVED

Since 2023-09-05
TX RA
APPROVED

Since 2023-09-05

Branch Locations

Bakersfield, CA • United States

One Orange Way, C4-S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Pasadena	CA	02/2013	08/2018
Tiaa-Cref Individual & Institutional Services, Llc	Pasadena	CA	02/2013	08/2018
Charles Schwab & Co., Llc	Bakersfield	CA	04/2020	08/2022
Self Employed	Porterville	CA	08/2018	04/2020
Fidelity Investments Llc	Salt Lake City	UT	08/2022	07/2023
Voya Financial Advisors	Windsor	CT	09/2023	Present

02/2013 → 08/2018

Tiaa

Pasadena, CA
02/2013 → 08/2018

Tiaa-Cref Individual & Institutional Services, Llc

Pasadena, CA
04/2020 → 08/2022

Charles Schwab & Co., Llc

Bakersfield, CA
08/2018 → 04/2020

Self Employed

Porterville, CA
08/2022 → 07/2023

Fidelity Investments Llc

Salt Lake City, UT
09/2023 → Present

Voya Financial Advisors

Windsor, CT

Previous Registrations

2022-10-31 → 2023-08-15

Fidelity Personal And Workplace Advisors

Mesa, AZ
2020-05-01 → 2022-08-09

Charles Schwab & Co., Inc.

Fresno, CA

Bakersfield, CA
2013-02-14 → 2018-07-17

Tiaa-Cref Individual & Institutional Services, Llc

Pasadena, CA
2010-06-02 → 2012-07-31

Bancwest Investment Services, Inc.

Culver City, CA

Redondo Beach, CA

Santa Monica, CA

Beverly Hills, CA

Los Angeles, CA

Downey, CA

City Of Commerce, CA

Bellflower, CA

Lakewood, CA

Long Beach, CA

Compton, CA

Santa Fe Springs, CA

Pico Rivera, CA
2008-03-03 → 2010-05-28

U.S. Bancorp Advisors, Llc

Laguna Hills, CA

Long Beach, CA

Long Beach, CA

Other Businesses

BAKERSFIELD RENTAL POSITION: Landlord NATURE: Passive rental income property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/26/2025 ADDRESS: Bakersfield CA 93308, United States DESCRIPTION: Property will be professionally managed. I may occasionally coordinate repairs and/or maintenance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-01
S63	Uniform Securities Agent State Law Examination	2005-12-23

S66 Uniform Combined State Law Examination

2008-03-01
S63 Uniform Securities Agent State Law Examination

2005-12-23

Other Names

Albert Alvarez

View on SEC IAPD